Can a company offer NASDAQ trading stocks without being registered with finra or sec?

Posts Tagged ‘Nyse’

Can a company offer NASDAQ trading stocks without being registered with finra or sec?

By Author on Friday, November 12th, 2010 | 4 Comments

So i am trying to pick the best stock/options broker to trade with – and though puzzling between etrade, zecco, optionsxpress (all registered with various regulators…) i found a few firms that offer stock trading on nyse and nasdaq stocks but don’t appear in sec and finra searches – is this legal? 10x! Related Stock [...]

Difference between the New York Stock Exchange (NYSE) and Nasdaq?

By Author on Monday, September 27th, 2010 | 1 Comment

Can someone give me a few key points on what the New York Stock Exchange is and what the Nasdaq is and how the two differ from one another or compare to each other? Related Stock Sites The Impact of Unchanged NYSE Issues | The Big Picture Sky Delists From New York Stock Exchange – [...]

What happens to my shares of a stock if it is dual and is removed off one exchange?

By Author on Sunday, September 19th, 2010 | 1 Comment

I currently only a stock that is listed on the NYSE and the Toronto Stock Exchange. As of Friday, the stock is being delisted from the NYSE and the company is going to discontinue its dual listing. What happens to my NYSE shares I own if I hold? Related Stock Sites NYSE Gainer of the [...]

How would a stock move from one stock exchange to another exchange?

By Author on Friday, September 17th, 2010 | 3 Comments

Example: How would a company move from NASDAQ to NYSE or AMEX? Related Stock Sites Selecting A Moving Company To Utilize For Your Next Move | Well Decorated Homes MasterCard Incorporated (NYSE:MA) and Harley-Davidson, Inc. (NYSE:HOG) Big S&P 500 Winners | Top Feeds News Opalesque Commodities Briefing | World’s largest mining company: We must move [...]

How do I invest in the comany BYD? Buy stocks in the company?

By Author on Thursday, September 9th, 2010 | 2 Comments

How can I invest in the company BYD they are making an electric car and Mr. Warren has invested cool millions in them. I think they are a company to buy? Anyone have any tips? I know they aren’t on the NYSE so that means learning another market. Related Stock Sites NYSE, APX JV Forms [...]

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Posts Tagged ‘Nyse’